Quality Management Supervision Principal

Dallas, TX, US
Job Title: Social Media Supervision Principal
Location: Fort Worth, TX
CornerStone Professional Placement is seeking a Social Media Supervision Principal for a direct hire opportunity with a leading financial services organization headquartered in Fort Worth, TX. This is an on-site position offering a great opportunity to support regulatory and compliance initiatives tied to marketing, social media, and digital communications in the financial sector.
Responsibilities:
  • Oversee and monitor social media, digital communication, and marketing materials for compliance with brand standards, FINRA, SEC, and federal/state regulations.
  • Supervise and review social media profiles and digital communications for registered representatives.
  • Partner with Legal, Compliance, and Marketing leadership to refine and implement procedures around content and communication reviews.
  • Perform principal-level review and approval of external and internal content.
  • Administer the firm’s social media and website surveillance system including user approvals and decommissions.
  • Train and educate internal teams and field personnel on compliance-related topics and firm policies.
  • Respond to Salesforce case assignments daily.
  • Support internal/external audits and contribute to ongoing process improvement initiatives.
  • Promote a culture of teamwork, trust, and compliance throughout the organization.

Requirements:
  • Bachelor’s degree required; relevant industry experience may substitute.
  • 3–5 years of experience in:
    • FINRA and SEC compliance
    • Digital communications and social media supervision
    • Oversight of registered personnel
    • Experience as a Financial Advisor is a plus
  • Licenses required (or ability to obtain within 90 days):
    • FINRA Series 7, 24, and 66
    • Life and Health Insurance license
  • Strong analytical, communication, and conflict resolution skills.
  • Ability to work independently and in a fast-paced, regulated environment.
  • Deep knowledge of compliance manuals and supervisory procedures.
  • Committed to continuous learning and team-oriented collaboration.

Compensation and Benefits:
  • Employment Type: Direct Hire
  • Schedule: Hybrid Work Schedule; Monday/Friday Work from Home
  • Location: Fort Worth, TX
  • Salary: Based on experience; competitive
  • Benefits: Comprehensive benefits package available

If you are an experienced compliance or supervision professional with a background in digital communications and financial services, we invite you to apply today and take the next step in your career with a company committed to innovation, collaboration, and excellence.
Send your resume to Allison Harrison at allisonh@cornerstonestaffing.com and call 817-635-0500 ext. 162 for immediate consideration.

 
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