Job Description

CornerStone Professional Placement is partnered with a leading financial services firm in Fort Worth that has a strong reputation for serving the military community. We're seeking a detail-oriented Compliance Operations Specialist to join their team on a contract basis. This is a hybrid remote role with equipment provided.


If you have at least 2 years of experience in banking compliance and thrive in a fast-paced, accuracy-driven environment, this is a great opportunity to get your foot in the door with a respected organization that strives to make a difference. Apply today!


Job Title: Compliance Operations Specialist

Location: Hybrid Remote (In Office: Tuesday to Thursday), Fort Worth, TX

Pay Range: $34/hr. - $38/hr. BOE

Schedule: M-F, 8AM to 5PM CST

WFH Equipment: Provided!

Job Duration: Long-Term Contract


Job Duties:

  • Monitor and maintain tracking systems for regulatory disclosures tied to employee investment activity
  • Communicate with internal stakeholders to verify external financial account details
  • Draft and distribute regulatory correspondence (e.g., 3010 Letters) to third-party financial institutions
  • Review and digitize physical statements from non-affiliated brokerage firms
  • Manage account disclosures by consolidating data and coordinating with external firms to establish or enhance data feeds
  • Collaborate with Compliance leadership to support policy development related to employee trading and account reporting
  • Participate in recurring team discussions focused on operational compliance processes
  • Evaluate and interpret data collected from disclosed investment accounts for risk and policy alignment
  • Contribute to enhancements of internal compliance tools, including portal forms and automated workflows
  • Prepare recurring reports and assist in the compilation of metrics relevant to account oversight
  • Support broader compliance tasks as needed across team initiatives


Job Requirements:

  • 2+ years in the general financial service industry or insurance industry experience
  • Compliance banking experience HIGHLY preferred
  • High attention to detail, ability to multitask, and excellent written/verbal communication skills
  • Ability to work in-office Tuesday to Thursday in Fort Worth, TX
  • Intermediate to advanced proficiency in Microsoft Word and Excel

Education & Certification Requirements:

  • Education: High school diploma or equivalent required; degree preferred
  • Certifications: Series 6, Series 99, or 26 HIGHLY preferred

Application Instructions

Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!

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